Initial Assessment
Initial Assessment
Following receipt of notice or a complaint of an alleged violation of this Procedure, the Title IX Coordinator engages in an initial assessment, typically within one to five business days. The steps in an initial assessment can include:
● If notice is given, the Title IX Coordinator seeks to determine if the person impacted wishes to make a formal complaint, and will assist them to do so, if desired.
o If they do not wish to do so, the Title IX Coordinator10 determines whether to initiate a complaint because a violence risk assessment indicates a compelling threat to health and/or safety.
● If a formal complaint is received, the Title IX Coordinator assesses its sufficiency and works with the Complainant to make sure it is correctly completed.
● The Title IX Coordinator reaches out to the Complainant to offer supportive measures.
● The Title IX Coordinator works with the Complainant to ensure they are aware of the right to have an Advisor.
● The Title IX Coordinator works with the Complainant to determine whether the Complainant prefers a supportive and remedial response, an informal resolution option, or a formal investigation and grievance process.
o If a supportive and remedial response is preferred, the Title IX Coordinator works with the Complainant to identify their wishes, assesses the request, and implements accordingly. No Formal Grievance Process is initiated, though the Complainant can elect to initiate one later, if desired.
o If an informal resolution option is preferred, the Title IX Coordinator assesses whether the complaint is suitable for informal resolution, and may seek to determine if the Respondent is also willing to engage in informal resolution.
o If a Formal Grievance Process is preferred, the Title IX Coordinator determines if the misconduct alleged falls within the scope of Title IX:
▪ If it does, the Title IX Coordinator will initiate the formal investigation and grievance process, directing the investigation to address:
▪ an incident, and/or
▪ a pattern of alleged misconduct, and/or
▪ a culture/climate concern, based on the nature of the complaint.
▪ If it does not, the Title IX Coordinator determines that Title IX does not apply (and will “dismiss” that aspect of the complaint, if any), assesses which policies may apply. Please note that dismissing a complaint under Title IX is solely a procedural requirement under Title IX and does not limit the Recipient’s authority to address a complaint with an appropriate process and remedies.
a. Violence Risk Assessment
In many cases, the Title IX Coordinator may determine that a Violence Risk Assessment (VRA) should be conducted by the BIT(Behavioral Intervention Team) as part of the initial assessment. A VRA can aid in ten critical and/or required determinations, including:
● Emergency removal of a Respondent on the basis of immediate threat to physical health/safety;
● Whether the Title IX Coordinator should pursue/sign a formal complaint absent a willing/able Complainant;
● Whether to put the investigation on the footing of incident and/or pattern and/or climate;
● To help identify potential predatory conduct;
● To help assess/identify grooming behaviors;
● Whether it is reasonable to try to resolve a complaint through informal resolution, and what modality may be most successful;
● Whether to permit a voluntary withdrawal by the Respondent;
● Whether to impose transcript notation or communicate with a transfer Recipient about a Respondent;
● Assessment of appropriate sanctions/remedies (to be applied post-hearing); and/or
● Whether a Clery Act Timely Warning/Trespass order/Persona-non-grata is needed.
Threat assessment is the process of evaluating the actionability of violence by an individual against another person or group following the issuance of a direct or conditional threat. A VRA is a broader term used to assess any potential violence or danger, regardless of the presence of a vague, conditional, or direct threat.
VRAs require specific training and are typically conducted by psychologists, clinical counselors, social workers, case managers, law enforcement officers, student conduct officers, or other BIT team members.
A VRA authorized by the Title IX Coordinator should occur in collaboration with the BIT. Where a VRA is required by the Title IX Coordinator, a Respondent refusing to cooperate may result in a charge of failure to comply within the appropriate student or employee conduct process.
A VRA is not an evaluation for an involuntary behavioral health hospitalization (e.g., 5150 in California, Section XII in Massachusetts, Baker Act in Florida), nor is it a psychological or mental health assessment. A VRA assesses the risk of actionable violence, often with a focus on targeted/predatory escalations, and is supported by research from the fields of law enforcement, criminology, human resources, and psychology.
b. Dismissal (Mandatory and Discretionary)11
CWC must dismiss a formal complaint or any allegations therein if, at any time during the investigation or hearing, it is determined that:
1) The conduct alleged in the formal complaint would not constitute sexual harassment as defined above, even if proved; and/or
2) The conduct did not occur in an educational program or activity controlled by CWC (including buildings or property controlled by recognized student organizations), and/or CWC does not have control of the Respondent; and/or
3) The conduct did not occur against a person in the United States; and/or
4) At the time of filing a formal complaint, a complainant is not participating in or attempting to participate in the education program or activity of the recipient.12
CWC may dismiss a formal complaint or any allegations therein if, at any time during the investigation or hearing:
1) A Complainant notifies the Title IX Coordinator in writing that the Complainant would like to withdraw the formal complaint or any allegations therein; or
2) The Respondent is no longer enrolled in or employed by the recipient; or
3) Specific circumstances prevent the recipient from gathering evidence sufficient to reach a determination as to the formal complaint or allegations therein.
Upon any dismissal, CWC will promptly send written notice of the dismissal and the rationale for doing so simultaneously to the parties.
This dismissal decision is appealable by any party under the procedures for appeal below. The decision not to dismiss is also appealable by any party claiming that a dismissal is required or appropriate. A Complainant who decides to withdraw a complaint may later request to reinstate it or refile it.
[10] If circumstances require, the President or Title IX Coordinator will designate another person to oversee the process below should an allegation be made about the Coordinator or the Coordinator be otherwise unavailable or unable to fulfill their duties.
[11] These dismissal requirements are mandated by the 2020 Title IX Regulations, 34 CFR §106.45.
[12] Such a Complainant is still entitled to supportive measures, but the formal grievance process is not applicable.